HENNEY CHRISTOPHER S 4
4 · PROTHENA CORP PUBLIC LTD CO · Filed Jul 16, 2021
Insider Transaction Report
Form 4
HENNEY CHRISTOPHER S
Director
Transactions
- Exercise/Conversion
Ordinary Shares, par value $0.01 per share
2021-07-14$11.33/sh+11,108$125,854→ 11,108 total - Sale
Ordinary Shares, par value $0.01 per share
2021-07-14$56.13/sh−2,000$112,263→ 0 total - Exercise/Conversion
Stock Option (Right to Buy)
2021-07-14−11,108→ 0 totalExercise: $11.33Exp: 2030-05-20→ Ordinary Shares (11,108 underlying) - Sale
Ordinary Shares, par value $0.01 per share
2021-07-14$55.31/sh−9,108$503,757→ 2,000 total
Footnotes (4)
- [F1]The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- [F2]The transaction was executed in multiple trades in prices ranging from $55.00 to $55.86, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F3]The transaction was executed in multiple trades in prices ranging from $56.005 to $56.20, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F4]The shares subject to the option were fully vested as of the date of the exercise.