4//SEC Filing
Altschaefl Michael W 4
Accession 0001567619-21-021205
CIK 0001409375other
Filed
Nov 28, 7:00 PM ET
Accepted
Nov 29, 10:39 AM ET
Size
10.0 KB
Accession
0001567619-21-021205
Insider Transaction Report
Form 4
Altschaefl Michael W
Director
Transactions
- Purchase
Common Stock
2021-11-26$3.56/sh+5,000$17,811→ 835,093 total - Purchase
Common Stock
2021-11-24$3.63/sh+10,000$36,293→ 830,093 total
Holdings
- 36,568
Stock Options (right to buy)
Exercise: $2.41From: 2013-12-31Exp: 2023-05-28→ Common Stock (36,568 underlying) - 26,646
Stock Options (right to buy)
Exercise: $2.03From: 2013-06-12Exp: 2022-06-12→ Common Stock (26,646 underlying)
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. The prices actually received ranged from $3.60 to $3.63. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- [F2]The price reported in Column 4 is a weighted average price. The prices actually received ranged from $3.56 to $3.57. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- [F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vested and became exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively.
- [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.
Documents
Issuer
ORION ENERGY SYSTEMS, INC.
CIK 0001409375
Entity typeother
Related Parties
1- filerCIK 0001476048
Filing Metadata
- Form type
- 4
- Filed
- Nov 28, 7:00 PM ET
- Accepted
- Nov 29, 10:39 AM ET
- Size
- 10.0 KB