Simosko Nina 4

4 · Akerna Corp. · Filed Jan 13, 2022

Form 4

Period: 2021-04-26

Chief Revenue Officer

Transactions

Exercise/Conversion
Common Shares
2021-08-04+5,000→ 27,766 total
Tax Payment
Common Shares
2021-08-04$3.30/sh−1,734$5,722→ 26,032 total
Award
Restricted Stock Units
2021-04-26+20,000→ 20,000 total
→ Common Shares (20,000 underlying)
Exercise/Conversion
Restricted Stock Units
2021-08-04−5,000→ 15,000 total
→ Common Shares (5,000 underlying)

Footnotes (3)

[F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
[F2]The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 on December 1, 2021; 1/4 on December 1, 2022; 1/4 on December 1, 2023; and 1/4 on December 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.
[F3]The restricted stock units were granted on September 4, 2020, and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

Documents

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