Simosko Nina 4
4 · Akerna Corp. · Filed Jan 13, 2022
Insider Transaction Report
Form 4
Akerna Corp.KERN
Simosko Nina
Chief Revenue Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2021-12-21−31,289→ 62,578 total→ Common Shares (31,289 underlying) - Exercise/Conversion
Common Shares
2021-12-21+31,289→ 57,321 total - Tax Payment
Common Shares
2021-12-21$2.00/sh−15,115$30,230→ 47,206 total - Exercise/Conversion
Common Shares
2021-12-21+5,000→ 62,321 total - Exercise/Conversion
Restricted Stock Units
2021-12-21−5,000→ 15,000 total→ Common Shares (5,000 underlying)
Footnotes (3)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock.
- [F2]The restricted stock units were granted on October 7, 2019, and vest as follows: 1/4 on October 7, 2020; 1/4 on October 7, 2021; 1/4 on October 7, 2022; and 1/4 on October 7, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.
- [F3]The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 on December 1, 2021; 1/4 on December 1, 2022; 1/4 on December 1, 2023; and 1/4 on December 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.