LYTTON LAURENCE W 4
4 · LIQTECH INTERNATIONAL INC · Filed May 13, 2022
Insider Transaction Report
Form 4
LYTTON LAURENCE W
10% Owner
Transactions
- Purchase
Common Stock
2022-05-13$0.50/sh+1,375,000$687,500→ 2,926,957 total - Purchase
Pre-Funded Common Stock Purchase Warrant
2022-05-13$0.50/sh+8,625,000$4,303,875→ 9,025,000 totalExercise: $0.00From: 2022-05-13→ Common Stock (8,625,000 underlying)
Holdings
- 615,000(indirect: See Note 1)
Pre-Funded Common Stock Purchase Warrant
Exercise: $0.00From: 2021-08-17→ Common Stock (615,000 underlying) - 717,891(indirect: See Note)
Common Stock
Footnotes (3)
- [F1]Mr. Lytton may be deemed to beneficially own these securities indirectly because he has investment discretion over the securities accounts of certain of his family members and their trusts, investment entities and foundations in which these securities are held. Mr. Lytton disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F2]The pre-funded warrants do not have an expiration date.
- [F3]The pre-funded warrants may be exercised to purchase shares of common stock of the issuer, subject to a 9.99% beneficial ownership limitation.