4//SEC Filing
FULLER MAX L 4
Accession 0001567619-22-011396
CIK 0000923571other
Filed
May 19, 8:00 PM ET
Accepted
May 20, 4:28 PM ET
Size
14.9 KB
Accession
0001567619-22-011396
Insider Transaction Report
Form 4
FULLER MAX L
DirectorExecutive Chairman10% OwnerOther
Transactions
- Purchase
Class A Common Stock
2022-05-18$3.20/sh+154,803$494,812→ 1,577,482 total(indirect: Member) - Purchase
Class A Common Stock
2022-05-19$3.10/sh+81,000$250,938→ 1,658,482 total(indirect: Member)
Holdings
- 333,315
Class B Common Stock
- 8,261,776(indirect: Member)
Class B Common Stock
- 1,993,269(indirect: By Trust)
Class B Common Stock
- 170,068
Class A Common Stock
Fuller Janice
10% Owner
Transactions
- Purchase
Class A Common Stock
2022-05-18$3.20/sh+154,803$494,812→ 1,577,482 total(indirect: Member) - Purchase
Class A Common Stock
2022-05-19$3.10/sh+81,000$250,938→ 1,658,482 total(indirect: Member)
Holdings
- 333,315
Class B Common Stock
- 8,261,776(indirect: Member)
Class B Common Stock
- 1,993,269(indirect: By Trust)
Class B Common Stock
- 170,068
Class A Common Stock
Fuller Family Enterprises, LLC
10% Owner
Transactions
- Purchase
Class A Common Stock
2022-05-18$3.20/sh+154,803$494,812→ 1,577,482 total(indirect: Member) - Purchase
Class A Common Stock
2022-05-19$3.10/sh+81,000$250,938→ 1,658,482 total(indirect: Member)
Holdings
- 170,068
Class A Common Stock
- 333,315
Class B Common Stock
- 8,261,776(indirect: Member)
Class B Common Stock
- 1,993,269(indirect: By Trust)
Class B Common Stock
Footnotes (6)
- [F1]Price of $3.1964 is a weighted average purchase price for multiple transactions ranging from $3.065 to $3.35, inclusive. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.
- [F2]Shares held by Fuller Family Enterprises, LLC, in which Mr. Max Fuller and Ms. Janice Fuller are each members. Mr. Max Fuller and Ms. Janice Fuller each disclaim beneficial ownership of these securities except to the extent of his or her respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purpose.
- [F3]Price of $3.0980 is a weighted average purchase price for multiple transactions ranging from $3.06 to $3.18, inclusive. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.
- [F4]Shares held by Mr. Max Fuller.
- [F5]Represents (i) 2,753,926 shares of Class B common stock held by FSBSPE 1, LLC (ii) 2,753,925 shares of Class B common stock held by FSBSPE 2, LLC, and (iii) 2,753,925 shares of Class B common stock held by FSBSPE 3, LLC. FSBSPE 1, LLC FSBSPE 2, LLC, and FSBSPE 3, LLC are wholly owned subsidiaries of Fuller Family Enterprises, LLC, in which Mr. Max Fuller and Ms. Janice Fuller are each members. Mr. Max Fuller and Ms. Janice Fuller each disclaim beneficial ownership of these securities except to the extent of his or her respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purpose.
- [F6]Shares held by the Max L. Fuller 2008 Irrevocable Trust FBO William E. Fuller, over which Ms. Janice Fuller and her son, Mr. Eric Fuller, are the co-trustees and have shared dispositive power and Mr. Eric Fuller has sole voting power. Mr. Max Fuller and Ms. Janice Fuller each disclaim beneficial ownership of these securities except to the extent of his or her respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purposes.
Documents
Issuer
US XPRESS ENTERPRISES INC
CIK 0000923571
Entity typeother
Related Parties
1- filerCIK 0000931421
Filing Metadata
- Form type
- 4
- Filed
- May 19, 8:00 PM ET
- Accepted
- May 20, 4:28 PM ET
- Size
- 14.9 KB