4/A//SEC Filing
Altschaefl Michael W 4/A
Accession 0001567619-22-017480
CIK 0001409375other
Filed
Sep 15, 8:00 PM ET
Accepted
Sep 16, 10:59 AM ET
Size
12.1 KB
Accession
0001567619-22-017480
Insider Transaction Report
Form 4/AAmended
Altschaefl Michael W
Director
Transactions
- Award
Common Stock
2022-06-10+163,417→ 1,025,156 total - Exercise/Conversion
Common Stock
2022-06-10$2.03/sh+26,646$54,091→ 861,739 total - Award
Common Stock
2022-06-10+50,000→ 1,075,156 total - Exercise/Conversion
Stock Options (right to buy)
2022-06-10−26,646→ 0 totalExercise: $2.03From: 2013-06-12Exp: 2022-06-12→ Common Stock (26,646 underlying)
Holdings
- 36,568
Stock Options (right to buy)
Exercise: $2.41From: 2013-12-31Exp: 2023-05-28→ Common Stock (36,568 underlying)
Footnotes (5)
- [F1]Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively.
- [F2]This amendment is being filed to include an additional restricted stock award for the reporting person that was not reported on the Form 4 filed June 13, 2022.
- [F3]Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests immediately.
- [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vested and became exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively.
- [F5]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.
Documents
Issuer
ORION ENERGY SYSTEMS, INC.
CIK 0001409375
Entity typeother
Related Parties
1- filerCIK 0001476048
Filing Metadata
- Form type
- 4/A
- Filed
- Sep 15, 8:00 PM ET
- Accepted
- Sep 16, 10:59 AM ET
- Size
- 12.1 KB