Billingsley Jessica 4

4 · Akerna Corp. · Filed Dec 2, 2022

Form 4

Period: 2022-10-21

Director

Transactions

Exercise/Conversion
Common Shares
2022-10-21+250→ 6,617 total
Exercise/Conversion
Restricted Stock Units
2022-10-21−250→ 500 total
→ Common Shares (250 underlying)
Exercise/Conversion
Common Shares
2022-10-21+125→ 6,367 total
Exercise/Conversion
Restricted Stock Units
2022-10-21−125→ 125 total
→ Common Shares (125 underlying)

Holdings

Footnotes (5)

[F1]The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.
[F2]Each RSU represents a contingent right to receive one share of the Issuer's common stock.
[F3]The RSUs were granted on October 19, 2019, and vest as follows: one-fourth on July 1, 2020; one-fourth on July 1, 2021;one-fourth on July 1, 2022; and one-fourth on July 1, 2023. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date. (Note: These RSUs were previously reported in Table II with a grant date of February 20, 2020.)
[F4]The RSUs were granted on September 4, 2020, and vest as follows: one-fourth on July 1, 2021; one-fourth on July 1, 2022; one-fourth on July 1, 2023; and one-fourth on July 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.
[F5]The reporting person is the trustee of the Jessica Billingsley Living Trust (the "Trust") and has voting and investment discretion with respect to the shares of common stock held of record by the Trust. The reporting person may have or share beneficial ownership of such shares.

Documents

1 file