Dillon Kenneth 4

4 · OCCIDENTAL PETROLEUM CORP /DE/ · Filed Feb 17, 2023

Form 4

Period: 2023-02-15

Senior Vice President

Transactions

Award
Common Stock
2023-02-15+20,515→ 183,187 total
Award
Common Stock
2023-02-15+35,458→ 218,645 total
Tax Payment
Common Stock
2023-02-15$62.90/sh−22,071$1,388,266→ 196,574 total
Tax Payment
Warrants (Right to buy)
2023-02-15$41.19/sh−1,701$70,064→ 16,962 total
Exercise: $22.00From: 2023-02-15Exp: 2027-08-03→ Common Stock (1,701 underlying)
Award
Warrants (Right to buy)
2023-02-15+2,103→ 16,446 total
Exercise: $22.00From: 2023-02-15Exp: 2027-08-03→ Common Stock (2,103 underlying)
Award
Warrants (Right to buy)
2023-02-15+2,217→ 18,663 total
Exercise: $22.00From: 2023-02-15Exp: 2027-08-03→ Common Stock (2,217 underlying)

Holdings

Footnotes (5)

[F1]Represents shares of common stock received upon the vesting of a performance stock unit award granted under the Issuer's 2015 Long-Term Incentive Plan.
[F2]Represents?shares?of?common?stock?withheld?to?satisfy?tax?withholding?obligations.
[F3]Based on a plan statement dated February 15, 2023.
[F4]Represents?warrants?received?upon?the?vesting?of?a?performance?stock?unit?award?granted?under?the?Issuer's?2015?Long-Term?Incentive?Plan. The warrants were issued in connection with an anti-dilution adjustment to certain of the Issuer's outstanding long-term incentive awards and were subject to forfeiture if the performance conditions underlying the award were not met.
[F5]Represents?warrants?withheld?to?satisfy?tax?withholding?obligations.

Documents

1 file