4//SEC Filing
FULLER MAX L 4
Accession 0001567619-23-003666
CIK 0000923571other
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 5:54 PM ET
Size
12.9 KB
Accession
0001567619-23-003666
Insider Transaction Report
Form 4
Fuller Janice
10% Owner
Transactions
- Award
Class A Common Stock
2023-02-22+51,020→ 221,088 total
Holdings
- 333,315
Class B Common Stock
- 1,993,269(indirect: By Trust)
Class B Common Stock
- 1,658,482(indirect: Member)
Class A Common Stock
- 8,261,776(indirect: Member)
Class B Common Stock
FULLER MAX L
DirectorExecutive Chairman10% OwnerOther
Transactions
- Award
Class A Common Stock
2023-02-22+51,020→ 221,088 total
Holdings
- 1,658,482(indirect: Member)
Class A Common Stock
- 333,315
Class B Common Stock
- 8,261,776(indirect: Member)
Class B Common Stock
- 1,993,269(indirect: By Trust)
Class B Common Stock
Fuller Family Enterprises, LLC
10% Owner
Transactions
- Award
Class A Common Stock
2023-02-22+51,020→ 221,088 total
Holdings
- 333,315
Class B Common Stock
- 1,993,269(indirect: By Trust)
Class B Common Stock
- 8,261,776(indirect: Member)
Class B Common Stock
- 1,658,482(indirect: Member)
Class A Common Stock
Footnotes (5)
- [F1]Represents a restricted stock award under the 2018 Omnibus Incentive Plan, as amended. The award vests in four approximately equal installments on each of March 15, 2024, 2025, 2026, and 2027 and is subject to certain vesting, forfeiture, and termination provisions.
- [F2]Shares held by Mr. Max Fuller.
- [F3]Shares held by Fuller Family Enterprises, LLC, in which Mr. Max Fuller and Ms. Janice Fuller are each members. Mr. Max Fuller and Ms. Janice Fuller each disclaim beneficial ownership of these securities except to the extent of his or her respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purpose.
- [F4]Represents (i) 2,753,926 shares of Class B common stock held by FSBSPE 1, LLC (ii) 2,753,925 shares of Class B common stock held by FSBSPE 2, LLC, and (iii) 2,753,925 shares of Class B common stock held by FSBSPE 3, LLC. FSBSPE 1, LLC FSBSPE 2, LLC, and FSBSPE 3, LLC are wholly owned subsidiaries of Fuller Family Enterprises, LLC, in which Mr. Max Fuller and Ms. Janice Fuller are each members. Mr. Max Fuller and Ms. Janice Fuller each disclaim beneficial ownership of these securities except to the extent of his or her respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purpose.
- [F5]Shares held by the Max L. Fuller 2008 Irrevocable Trust FBO William E. Fuller, over which Ms. Janice Fuller and her son, Mr. Eric Fuller, are the co-trustees and have shared dispositive power and Mr. Eric Fuller has sole voting power. Mr. Max Fuller and Ms. Janice Fuller each disclaim beneficial ownership of these securities except to the extent of his or her respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purposes.
Documents
Issuer
US XPRESS ENTERPRISES INC
CIK 0000923571
Entity typeother
Related Parties
1- filerCIK 0000931421
Filing Metadata
- Form type
- 4
- Filed
- Feb 22, 7:00 PM ET
- Accepted
- Feb 23, 5:54 PM ET
- Size
- 12.9 KB