Sorrentino Frank III 4
4 · ConnectOne Bancorp, Inc. · Filed Mar 28, 2023
Insider Transaction Report
Form 4
Sorrentino Frank III
DirectorChairman & CEO
Transactions
- Tax Payment
Common Stock
2023-03-20$17.93/sh−34,471$618,065→ 844,335 total - Tax Payment
Common Stock
2023-03-23$17.35/sh−4,086$70,892→ 828,758 total - Award
Common Stock
2023-03-20+49,411→ 821,354 total - Award
Common Stock
2023-03-20+57,452→ 878,806 total - Tax Payment
Common Stock
2023-03-20$17.93/sh−11,491$206,034→ 832,844 total - Tax Payment
Common Stock
2023-03-27$18.00/sh−4,528$81,504→ 824,230 total
Holdings
- 416(indirect: By Spouse)
Common Stock
Footnotes (6)
- [F1]Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/24, 1/3 vesting on 3/20/25, and the final 1/3 vesting on 3/20/26.
- [F2]Shares acquired pursuant to earned performance units granted on March 20, 2020.
- [F3]Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.
- [F4]Reflects tax withholding on March 20, 2023 with respect to shares vested on March 20, 2023 pursuant to a grant of deferred stock units on March 20, 2020.
- [F5]Reflects tax withholding on March 23, 2023 with respect to shares vested on March 23, 2023 pursuant to a grant of deferred stock units on March 23, 2021.
- [F6]Reflects tax withholding on March 27, 2023 with respect to shares vested on March 25, 2023 pursuant to a grant of deferred stock units on March 25, 2022.