Criscione Laura 4
4 · ConnectOne Bancorp, Inc. · Filed Mar 29, 2023
Insider Transaction Report
Form 4
Criscione Laura
EVP & Chief Compliance Officer
Transactions
- Tax Payment
Common Stock
2023-03-23$17.35/sh−538$9,334→ 96,773 total - Award
Common Stock
2023-03-20+7,556→ 102,349 total - Tax Payment
Common Stock
2023-03-20$17.93/sh−1,260$22,592→ 97,311 total - Tax Payment
Common Stock
2023-03-27$18.00/sh−434$7,812→ 96,339 total - Award
Common Stock
2023-03-20+4,992→ 94,793 total - Tax Payment
Common Stock
2023-03-20$17.93/sh−3,778$67,740→ 98,571 total
Holdings
- 780(indirect: As custodian for daughter)
Common Stock
Footnotes (6)
- [F1]Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/24, 1/3 vesting on 3/20/25, and the final 1/3 vesting on 3/20/26
- [F2]Shares acquired pursuant to earned performance units granted on March 20, 2020.
- [F3]Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.
- [F4]Reflects tax withholding on March 20, 2023 with respect to shares vested on March 20, 2023 pursuant to a grant of deferred stock units on March 20, 2020.
- [F5]Reflects tax withholding on March 23, 2023 with respect to shares vested on March 23, 2023 pursuant to a grant of deferred stock units on March 23, 2021.
- [F6]Reflects tax withholding on March 27, 2023 with respect to shares vested on March 25, 2023 pursuant to a grant of deferred stock units on March 25, 2022.