Sorrentino Frank III 4
4 · ConnectOne Bancorp, Inc. · Filed Mar 21, 2025
Insider Transaction Report
Form 4
Sorrentino Frank III
DirectorChairman & CEO
Transactions
- Award
Common Stock
2025-03-19+20,888→ 601,416 total - Tax Payment
Common Stock
2025-03-19$24.01/sh−12,533$300,917→ 588,883 total - Tax Payment
Common Stock
2025-03-20$23.59/sh−9,882$233,116→ 579,001 total - Award
Common Stock
2025-03-20+31,374→ 610,375 total
Holdings
- 263,773(indirect: See Footnote 5)
Common Stock
- 416(indirect: By Spouse)
Common Stock
Footnotes (5)
- [F1]Shares acquired pursuant to earned performance units granted on March 25, 2022.
- [F2]Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.
- [F3]Reflects tax withholding on March 20, 2025 with respect to shares vested on March 20, 2025 pursuant to a grant of deferred stock units on March 20, 2023.
- [F4]Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/26, 1/3 vesting on 3/20/27, and the final 1/3 vesting on 3/20/28.
- [F5]Held in a trust for the benefit of the spouse of the Reporting Person, and of which the spouse of the Reporting Person is a trustee.