Srivastava Sapna 4

4 · ALUMIS INC. · Filed Jul 2, 2026

AI-generated summary of this filing

Updated Jul 2, 2026

Alumis (ALMS) Director Sapna Srivastava Receives Equity Award

What Happened

Sapna Srivastava, a director of Alumis Inc. (ALMS), was granted equity on 2026-06-30: 3,553 restricted stock units (RSUs) and rights to 15,528 derivative shares. Both grants were recorded at $0.00 per share (no cash paid).

Key Details

Transaction date: June 30, 2026. Form 4 filed July 2, 2026 (appears timely; Form 4s are generally due within two business days).
Grant amounts and values: 3,553 RSUs @ $0.00 (value $0); 15,528 derivative shares @ $0.00 (value $0).
Shares owned after the transaction: not specified in the filing.
Footnotes:
- F1 (3,553 RSUs): Shares issuable upon settlement; vest on the first anniversary of the grant, but will be fully vested no later than the Issuer’s 2027 annual meeting, subject to continuous service; accelerate upon a Change in Control.
- F2 (15,528 derivative shares): Underlying shares vest on the first anniversary of the grant, but will be fully vested no later than the Issuer’s 2027 annual meeting, subject to continuous service; accelerate upon a Change in Control.
Transaction code: A (award/grant).

Context

This was an equity award (not a market purchase or sale). Such grants are commonly used for compensation and retention and do not, by themselves, indicate the director bought or sold stock in the open market.
The derivative award appears to be an equity-based right (vesting schedule like an option or similar instrument); the filing does not show any immediate sale of shares.

Form 4

Period: 2026-06-30

Director

Transactions

Award
Common Stock
[F1]
2026-06-30+3,553→ 3,553 total
Award
Stock Option (Right to Buy)
[F2]
2026-06-30+15,528→ 15,528 total
Exercise: $28.14Exp: 2036-06-29→ Common Stock (15,528 underlying)

Footnotes (2)

[F1]Represents shares of common stock issuable upon settlement of a restricted stock unit ("RSU") grant. The shares underlying this RSU vest on the first anniversary of the date of grant, provided that the shares will in any case be fully vested on the date of the Issuer's 2027 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan (the "Plan")) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan), subject to the Reporting Person's Continuous Service (as defined in the Plan) through such date.
[F2]The shares underlying this option vest on the first anniversary of the date of grant, provided that the shares will in any case be fully vested on the date of the Issuer's 2027 annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the Plan) through such vesting date and will vest in full upon a Change in Control (as defined in the Plan), subject to the Reporting Person's Continuous Service (as defined in the Plan) through such date.

Signature

/s/ Sanam Pangali, Attorney-in-Fact|2026-07-02

1 file