Srivastava Sapna 4

What Happened

• Sapna Srivastava, a director of Alumis Inc. (ALMS), was granted equity on 2026-06-30: 3,553 restricted stock units (RSUs) and rights to 15,528 derivative shares. Both grants were recorded at $0.00 per share (no cash paid).

Key Details

• Transaction date: June 30, 2026. Form 4 filed July 2, 2026 (appears timely; Form 4s are generally due within two business days).
• Grant amounts and values: 3,553 RSUs @ $0.00 (value $0); 15,528 derivative shares @ $0.00 (value $0).
• Shares owned after the transaction: not specified in the filing.
• Footnotes:
  • F1 (3,553 RSUs): Shares issuable upon settlement; vest on the first anniversary of the grant, but will be fully vested no later than the Issuer’s 2027 annual meeting, subject to continuous service; accelerate upon a Change in Control.
  • F2 (15,528 derivative shares): Underlying shares vest on the first anniversary of the grant, but will be fully vested no later than the Issuer’s 2027 annual meeting, subject to continuous service; accelerate upon a Change in Control.
• Transaction code: A (award/grant).

Context

• This was an equity award (not a market purchase or sale). Such grants are commonly used for compensation and retention and do not, by themselves, indicate the director bought or sold stock in the open market.
• The derivative award appears to be an equity-based right (vesting schedule like an option or similar instrument); the filing does not show any immediate sale of shares.