4//SEC Filing
Mona Michael Joseph Jr 4
Accession 0001572795-20-000002
CIK 0001510964other
Filed
May 10, 8:00 PM ET
Accepted
May 11, 8:59 PM ET
Size
44.1 KB
Accession
0001572795-20-000002
Insider Transaction Report
Form 4
Mona Michael Joseph Jr
Director
Transactions
- Sale
Common Stock
2020-01-08$1.00/sh−18,400$18,400→ 705,221 total(indirect: By LLC) - Sale
Common Stock
2020-01-09$1.02/sh−12,500$12,750→ 655,000 total(indirect: By LLC) - Sale
Common Stock
2020-01-09$1.01/sh−25,000$25,260→ 630,000 total(indirect: By LLC) - Sale
Common Stock
2020-01-14$1.15/sh−50,000$57,500→ 530,000 total(indirect: By LLC) - Sale
Common Stock
2020-01-20$1.20/sh−80,000$96,000→ 400,000 total(indirect: By LLC) - Sale
Common Stock
2020-02-14$0.95/sh−45,000$42,750→ 347,000 total(indirect: By LLC) - Sale
Common Stock
2020-04-21$0.52/sh−77,200$40,484→ 3,602,800 total - Sale
Common Stock
2020-04-22$0.50/sh−278,421$139,684→ 3,324,379 total - Sale
Common Stock
2020-04-27$0.52/sh−207,226$107,944→ 3,074,379 total - Sale
Common Stock
2020-04-29$0.53/sh−84,575$44,969→ 2,984,154 total - Sale
Common Stock
2020-01-07$1.00/sh−6,379$6,379→ 723,621 total(indirect: By LLC) - Sale
Common Stock
2020-01-09$1.00/sh−25,221$25,221→ 680,000 total(indirect: By LLC) - Sale
Common Stock
2020-01-09$1.02/sh−12,500$12,750→ 667,500 total(indirect: By LLC) - Sale
Common Stock
2020-01-14$1.05/sh−50,000$52,500→ 580,000 total(indirect: By LLC) - Sale
Common Stock
2020-04-28$0.54/sh−5,650$3,074→ 3,068,729 total - Sale
Common Stock
2020-04-30$0.51/sh−16,840$8,656→ 2,967,314 total - Sale
Common Stock
2020-05-01$0.48/sh−42,790$20,685→ 2,924,524 total - Sale
Common Stock
2020-05-04$0.48/sh−109,239$52,063→ 2,815,285 total - Sale
Common Stock
2020-05-05$0.47/sh−136,285$64,163→ 2,679,000 total - Sale
Common Stock
2020-01-15$1.20/sh−50,000$60,000→ 480,000 total(indirect: By LLC) - Sale
Common Stock
2020-02-11$0.95/sh−8,000$7,600→ 392,000 total(indirect: By LLC) - Sale
Common Stock
2020-03-26$0.70/sh−25,000$17,500→ 322,000 total(indirect: By LLC) - Sale
Common Stock
2020-04-23$0.51/sh−42,774$21,999→ 3,281,605 total
Footnotes (10)
- [F1]The shares are directly held by Aegean Limited LLC, an entity owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- [F10]As of the date of this filing, the reporting person owns a total of 3,001,000 shares of common stock of the issuer, of which, the reporting person indirectly owns 322,000 shares of common stock of the issuer through Aegean Limited LLC, and directly owns 2,679,000 shares of common stock of the issuer.
- [F2]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.52 to $0.535 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.485 to $0.52 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.51 to $0.52 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5 to $0.54 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.52 to $0.54 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F7]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.47 to $0.50 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F8]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.47 to $0.49 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F9]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.46 to $0.48 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
CV Sciences, Inc.
CIK 0001510964
Entity typeother
Related Parties
1- filerCIK 0001572795
Filing Metadata
- Form type
- 4
- Filed
- May 10, 8:00 PM ET
- Accepted
- May 11, 8:59 PM ET
- Size
- 44.1 KB