Bjork Fredrik 4

4 · TheRealReal, Inc. · Filed Dec 28, 2020

Insider Transaction Report

Form 4

Period: 2020-12-24

TheRealReal, Inc.REAL

Bjork Fredrik

Chief Technology Officer

Transactions

Sale
Common Stock
2020-12-24$20.27/sh−7,934$160,832→ 197,778 total
Sale
Common Stock
2020-12-24$20.08/sh−20,602$413,688→ 177,176 total
Sale
Common Stock
2020-12-24$20.25/sh−16,480$333,720→ 144,216 total
Exercise/Conversion
Common Stock
2020-12-24$2.68/sh+13,450$36,046→ 211,228 total
Sale
Common Stock
2020-12-24$20.06/sh−4,135$82,944→ 197,778 total
Exercise/Conversion
Common Stock
2020-12-24$2.56/sh+2,616$6,697→ 200,394 total
Sale
Common Stock
2020-12-24$20.27/sh−2,616$53,029→ 197,778 total
Exercise/Conversion
Common Stock
2020-12-24$2.56/sh+14,066$36,009→ 211,844 total
Sale
Common Stock
2020-12-24$20.24/sh−7,033$142,382→ 197,778 total
Exercise/Conversion
Common Stock
2020-12-24$2.56/sh+401$1,027→ 198,179 total
Sale
Common Stock
2020-12-24$20.25/sh−401$8,118→ 197,778 total
Sale
Common Stock
2020-12-24$20.25/sh−14,066$284,773→ 197,778 total
Exercise/Conversion
Common Stock
2020-12-24$2.68/sh+13,665$36,622→ 211,443 total
Exercise/Conversion
Common Stock
2020-12-24$2.68/sh+4,135$11,082→ 201,913 total
Sale
Common Stock
2020-12-24$20.24/sh−16,480$333,555→ 160,696 total
Sale
Common Stock
2020-12-24$20.27/sh−12,360$250,537→ 131,856 total
Sale
Common Stock
2020-12-24$20.25/sh−8,240$166,860→ 115,376 total
Exercise/Conversion
Common Stock
2020-12-24$1.74/sh+7,033$12,237→ 204,811 total
Sale
Common Stock
2020-12-24$20.25/sh−13,665$276,655→ 197,778 total
Exercise/Conversion
Common Stock
2020-12-24$1.74/sh+7,033$12,237→ 204,811 total
Sale
Common Stock
2020-12-24$20.25/sh−7,033$142,401→ 197,778 total
Sale
Common Stock
2020-12-24$20.06/sh−13,450$269,794→ 197,778 total
Exercise/Conversion
Common Stock
2020-12-24$1.74/sh+7,934$13,805→ 205,712 total
Sale
Common Stock
2020-12-24$20.24/sh−8,240$166,778→ 123,616 total
Exercise/Conversion
Incentive Stock Option (right to buy)
2020-12-24−7,033→ 14,967 total
Exercise: $1.74From: 2015-03-19Exp: 2025-02-19→ Common Stock (7,033 underlying)
Exercise/Conversion
Incentive Stock Option (right to buy)
2020-12-24−7,033→ 7,934 total
Exercise: $1.74From: 2015-03-19Exp: 2025-02-19→ Common Stock (7,033 underlying)
Exercise/Conversion
Incentive Stock Option (right to buy)
2020-12-24−7,934→ 0 total
Exercise: $1.74From: 2015-03-19Exp: 2025-02-19→ Common Stock (7,934 underlying)
Exercise/Conversion
Incentive Stock Option (right to buy)
2020-12-24−2,616→ 17,384 total
Exercise: $2.56From: 2017-07-01Exp: 2027-02-16→ Common Stock (2,616 underlying)
Exercise/Conversion
Incentive Stock Option (right to buy)
2020-12-24−401→ 16,983 total
Exercise: $2.56From: 2017-07-01Exp: 2027-02-16→ Common Stock (401 underlying)
Exercise/Conversion
Incentive Stock Option (right to buy)
2020-12-24−13,665→ 28,125 total
Exercise: $2.68From: 2017-10-21Exp: 2027-09-21→ Common Stock (13,665 underlying)
Exercise/Conversion
Incentive Stock Option (right to buy)
2020-12-24−14,066→ 2,917 total
Exercise: $2.56From: 2017-07-01Exp: 2027-02-16→ Common Stock (14,066 underlying)
Exercise/Conversion
Incentive Stock Option (right to buy)
2020-12-24−13,450→ 41,790 total
Exercise: $2.68From: 2017-10-21Exp: 2027-09-21→ Common Stock (13,450 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2020-12-24−4,135→ 0 total
Exercise: $2.68From: 2017-10-21Exp: 2027-09-21→ Common Stock (4,135 underlying)

Footnotes (15)

[F1]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2019, as amended.
[F10]Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $19.89 to $20.66. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
[F11]Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $19.87 to $20.73. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
[F12]Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $19.87 to $20.69. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
[F13]This stock option is fully vested at the time of exercise.
[F14]This option vests in 48 substantially equal monthly installments beginning on July 1, 2017, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.
[F15]This option vests in 48 substantially equal monthly installments beginning on October 21, 2017, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.
[F2]Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $19.87 to $20.66. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
[F3]Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $19.91 to $20.66. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
[F4]Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $19.77 to $20.75. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
[F5]Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $19.77 to $20.65. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
[F6]Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $20.00 to $20.32. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
[F7]Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $20.00 to $20.43. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
[F8]Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $19.77 to $20.72. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
[F9]Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $19.77 to $20.68. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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