FSI Low Beta Absolute Return Fund 4
4 · FSI Low Beta Absolute Return Fund · Filed Nov 5, 2013
Insider Transaction Report
Form 4
GOULD GARY W
DirectorChief Executive OfficerOther
Transactions
- Purchase
FSI Low Beta Absolute Return Fund
2013-11-01$100.61/sh+1,242.421$125,000→ 2,242.421 total(indirect: By Corporate Consulting Group, Inc.)
Footnotes (2)
- [F1]Units are estimated using the August 31, 2013 unit value per share. Unit value as of October 31, 2013 is not yet available for calculating units at the time of this filing.
- [F2]This statement is filed on behalf of Gary Gould, who: (a) is the Chief Executive Officer, Principal Executive Officer and President of the FSI Absolute Return Fund (the "Fund"); (b) acts as the Portfolio Manager of the Fund and is the controlling owner of Financial Solutions, Inc., investment adviser to the Fund; and (c) is the Managing Principal and controlling owner of Corporate Consulting Group, Inc. The unit transaction reported on this Form 4 for the date of November 1, 2013 represents an indirect beneficial ownership held by Mr. Gould through his participation in Corporate Consulting Group, Inc.'s Employee Profit Sharing Plan ("Corporate Consulting PSP"). Pursuant to Rule 16a-1(a)(2)(ii)(B) and Rule 16a-1(a)(2)(iii), the entire estimated amount of units being acquired by Corporate Consulting PSP is being reported.