Seidel Richard B. 4
4 · TriState Capital Holdings, Inc. · Filed Nov 28, 2018
Insider Transaction Report
Form 4
Seidel Richard B.
Director
Transactions
- Exercise/Conversion
Common Stock
2018-11-26$12.00/sh+6,000$72,000→ 41,905 total - Sale
Common Stock
2018-11-26$25.21/sh−6,000$151,284→ 35,905 total - Exercise/Conversion
Stock Options (Right to Buy)
2018-11-26−6,000→ 0 totalExercise: $12.00From: 2011-06-18Exp: 2018-12-18→ Common Stock (6,000 underlying)
Holdings
- 5,000(indirect: By Spouse)
Common Stock
- 35,905
Common Stock
Footnotes (2)
- [F1]The Reporting Person disclaims beneficial ownership of these securities except to the extent of any of his indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
- [F2]This price represents the approximate weighted average price per share of sales of the Issuer's common stock, which were executed at prices ranging from $25.20 to $25.325 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.