Seidel Richard B. 4/A

4/A · TriState Capital Holdings, Inc. · Filed Apr 16, 2020

Form 4/AAmended

Period: 2020-02-21

Director

Transactions

Disposition to Issuer
Stock Options (Right to Buy)
2020-02-21$14.61/sh−6,000$87,660→ 0 total
Exercise: $8.00From: 2013-06-30Exp: 2020-12-31→ Common Stock (6,000 underlying)
Disposition to Issuer
Stock Options (Right to Buy)
2020-02-21$12.36/sh−6,000$74,160→ 0 total
Exercise: $10.25From: 2015-06-30Exp: 2022-12-31→ Common Stock (6,000 underlying)
Disposition to Issuer
Stock Options (Right to Buy)
2020-02-21$13.29/sh−6,000$79,740→ 0 total
Exercise: $9.32From: 2014-06-30Exp: 2021-12-31→ Common Stock (6,000 underlying)
Disposition to Issuer
Stock Options (Right to Buy)
2020-02-21$10.83/sh−6,000$64,980→ 0 total
Exercise: $11.78From: 2016-06-13Exp: 2023-12-13→ Common Stock (6,000 underlying)

Holdings

Footnotes (3)

[F1]The Reporting Person disclaims beneficial ownership of these securities, which are owned by his spouse, except to the extent of any indirect pecuniary interest therein.
[F2]Pursuant to a Company option cancellation program, and by mutual agreement of the Reporting Person and the Company, each vested and outstanding option to purchase common stock of the Company held by the Reporting Person was cancelled in exchange for a cash payment to the Reporting Person. The Reporting Person received a total of $306,540 as consideration for the cancellation of all options listed on this Form 4, an amount arrived at by multiplying (i) the number of options cancelled by (ii) the Company's stock price on February 20, 2020, less the exercise price of such options.
[F3]The Form 4 filed on February 25, 2020 for the Reporting Person inadvertently omitted the total number of options that were cancelled by mutual agreement of the Reporting Person and the Company. The total number of options is 24,000.

Documents

1 file