Casey Helen Hanna 4
4 · TriState Capital Holdings, Inc. · Filed Feb 13, 2020
Insider Transaction Report
Form 4
Casey Helen Hanna
Director
Transactions
- Exercise/Conversion
Common Stock
2019-12-05$8.75/sh+6,000$52,500→ 31,000 total - Tax Payment
Common Stock
2019-12-05$24.08/sh−2,180$52,494→ 28,820 total - Exercise/Conversion
Stock Options (Right to Buy)
2019-12-05−6,000→ 0 totalExercise: $8.75From: 2012-06-15Exp: 2019-12-15→ Common Stock (6,000 underlying)
Holdings
- 54,055
Common Stock
- 20,000
Depositary Shares
Footnotes (3)
- [F1]Reflects the withholding of 2,180 shares of common stock in payment of the exercise price and to satisfy tax obligations resulting from the exercise of stock options expiring on December 15, 2019. The number of shares withheld was determined on December 5, 2019 based on the closing price of the Issuer's common stock on December 4, 2019 and is not a market sale of securities.
- [F2]Shares held jointly of record by the Reporting Person and her spouse.
- [F3]The option, representing a right to purchase a total of 6,000 shares, became exercisable in two equal annual installments on June 15, 2012 and December 15, 2014.