Eshelman Ventures, LLC 4
4 · Liquidia Corp · Filed Jan 13, 2021
Insider Transaction Report
Form 4
Liquidia CorpLQDA
Eshelman Ventures, LLC
10% Owner
Transactions
- Sale
Common Stock
2021-01-11$3.05/sh−13,524$41,250→ 6,222,343 total - Sale
Common Stock
2021-01-12$3.06/sh−99,335$304,402→ 6,123,008 total
Holdings
- 175,573(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]This transaction was executed in multiple trades at prices ranging from $3.05 to $3.055. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
- [F2]The securities reported as directly beneficially owned by the Reporting Person may be deemed to be indirectly beneficially owned by Dr. Eshelman, who is the manager of the Reporting Person.
- [F3]This transaction was executed in multiple trades at prices ranging from $3.05 to $3.12. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.