Eshelman Ventures, LLC 4
4 · Liquidia Corp · Filed Jan 21, 2021
Insider Transaction Report
Form 4
Liquidia CorpLQDA
Eshelman Ventures, LLC
10% Owner
Transactions
- Sale
Common Stock
2021-01-19$2.97/sh−93,835$279,028→ 5,964,314 total - Sale
Common Stock
2021-01-20$2.95/sh−53,405$157,769→ 5,910,909 total
Holdings
- 175,573(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]This transaction was executed in multiple trades at prices ranging from $2.95 to $3.01. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
- [F2]The securities reported as directly beneficially owned by the Reporting Person may be deemed to be indirectly beneficially owned by Dr. Eshelman, who is the manager of the Reporting Person.
- [F3]This transaction was executed in multiple trades at prices ranging from $2.95 to $2.99. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.