4//SEC Filing
Liquid Holdings Group, Inc. 4
Accession 0001580155-13-000001
CIK 0001562594operating
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 5:17 PM ET
Size
5.1 KB
Accession
0001580155-13-000001
Insider Transaction Report
Form 4
Shifrin Kenneth David
Chief Financial Officer
Transactions
- Tax Payment
Common Stock
2013-09-19$9.06/sh−11,836$107,234→ 84,452 total
Footnotes (2)
- [F1]Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units.
- [F2]Includes 64,192 unvested restricted stock units, which will vest in two equal installments on September 18, 2014 and September 18, 2015. Each restricted stock unit represents a right to receive a share of common stock as of the date of vesting.
Documents
Issuer
Liquid Holdings Group, Inc.
CIK 0001562594
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001562594
Filing Metadata
- Form type
- 4
- Filed
- Oct 1, 8:00 PM ET
- Accepted
- Oct 2, 5:17 PM ET
- Size
- 5.1 KB