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4//SEC Filing

WOMACK LEO B 4

Accession 0001580695-18-000475

CIK 0001368637other

Filed

Oct 29, 8:00 PM ET

Accepted

Oct 30, 5:20 PM ET

Size

16.4 KB

Accession

0001580695-18-000475

Insider Transaction Report

Form 4
Period: 2018-03-31
WOMACK LEO B
Director
Transactions
  • Award

    Warrant

    2018-03-31$0.10/sh+250,000$25,0004,160,000 total
    Exercise: $0.10From: 2019-01-01Exp: 2021-01-01Common Stock (Restricted) (250,000 underlying)
  • Award

    Warrant

    2018-06-30$0.10/sh+250,000$25,0004,410,000 total
    Exercise: $0.10From: 2019-01-01Exp: 2021-01-01Common Stock (Restricted) (250,000 underlying)
  • Exercise/Conversion

    Warrant

    2018-09-23$0.06/sh1,000,000$60,0003,170,000 total
    Exercise: $0.06From: 2017-06-06Exp: 2020-06-06Common Stock (Restricted) (1,000,000 underlying)
  • Exercise/Conversion

    Common Stock (Restricted)

    2018-09-23$0.06/sh+1,000,000$60,0003,860,270 total
  • Award

    Warrant

    2018-08-22$0.10/sh+60,000$6,0004,170,000 total
    Exercise: $0.10From: 2018-08-22Exp: 2019-08-22Common Stock (Restricted) (60,000 underlying)
  • Award

    Warrant

    2018-09-30$0.10/sh+250,000$25,0003,420,000 total
    Exercise: $0.10From: 2019-01-01Exp: 2021-01-01Common Stock (Restricted) (250,000 underlying)
Footnotes (3)
  • [F1]Mr. Womack exercised 1,000,000 warrants that were issued on Sept. 23, 2015 and were due to expire on Sept. 23, 2018 at a predetermined share price of $0.06/share.
  • [F2]Mr. Womack receives a 250,000-warrant issuance quarterly as part of his compensation 2018 compensation package for his service on the Board; exercisable for a 24 months period as of January 1, 2019.
  • [F3]Mr. Womack was issued 60,000 warrants at $0.10 per share for participating in a board approved short-term loan.

Issuer

Petrolia Energy Corp

CIK 0001368637

Entity typeother

Related Parties

1
  • filerCIK 0001361678

Filing Metadata

Form type
4
Filed
Oct 29, 8:00 PM ET
Accepted
Oct 30, 5:20 PM ET
Size
16.4 KB