Callicotte Lisa 4

What Happened Lisa Callicotte, CFO of U.S. Global Investors (GROW), acquired 382 shares on 2026-03-31 at $2.48 per share, a total purchase of approximately $947. The transaction is reported as an "Other acquisition" (code J) and, per the filing footnote, represents a restricted stock purchase under the company's employee stock purchase plan (ESPP). This was a purchase (a bullish signal relative to a sale), though ESPP purchases are commonly part of executive compensation.

Key Details

• Transaction date and price: 2026-03-31, 382 shares at $2.48 each.
• Total value: ~ $947.
• Transaction type/code: Other acquisition or disposition (J); footnote F1 = restricted stock purchase under ESPP.
• Shares owned after transaction: Not disclosed in the Form 4 filing.
• Filing timeliness: Reported on 2026-04-01 (timely following the 2026-03-31 transaction).

Context ESPP purchases and restricted stock awards are routine forms of compensation and may be subject to vesting or other restrictions, so they don't necessarily reflect a discretionary market-timing decision. The filing is factual and does not state the insider's motivation.