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Calpian, Inc.·5

Jul 12, 4:46 PM ET

Calpian, Inc. 5

5 · Calpian, Inc. · Filed Jul 12, 2016

Insider Transaction Report

Form 5
Period: 2016-03-31
Calpian, Inc.CLPI
AREY SCOTT S
Chief Financial Officer
Transactions
  • Award

    Incentive Stock Option (Right to Buy)

    2015-12-31$0.50/sh+500,000$250,000→ 500,000 total
    Exercise: $0.50From: 2015-12-31Exp: 2025-12-31→ Common (500,000 underlying)
Holdings

  • Incentive Stock Option (Right to Buy)

    Exercise: $1.35From: 2013-10-03Exp: 2023-10-03→ Common (400,000 underlying)
    400,000

  • Common Stock

    33,334

  • Common Stock Warrant (Right to Buy)

    Exercise: $2.00From: 2013-11-29Exp: 2018-11-29→ Common (25,000 underlying)
    25,000
Footnotes (2)
  • [F1]Incentive Stock Option granted to Reporting Person pursuant to Issuer's 2011 Equity Incentive Plan with vesting as follows: Options are fully vested as of 12/31/15, subject to Lockup restrictions where 25% of the shares outstanding will be released upon the 12 month anniversary of Grant Date.
  • [F2]Reporting Person's holdings include 33,334 shares issued pursuant to the $1M 2013 PIPE.

Documents

1 file
  • 5
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT