5//SEC Filing
Calpian, Inc. 5
Accession 0001588923-16-000001
CIK 0001414628operating
Filed
Jul 11, 8:00 PM ET
Accepted
Jul 12, 4:46 PM ET
Size
9.2 KB
Accession
0001588923-16-000001
Insider Transaction Report
Form 5
Calpian, Inc.CLPI
AREY SCOTT S
Chief Financial Officer
Transactions
- Award
Incentive Stock Option (Right to Buy)
2015-12-31$0.50/sh+500,000$250,000→ 500,000 totalExercise: $0.50From: 2015-12-31Exp: 2025-12-31→ Common (500,000 underlying)
Holdings
- 400,000
Incentive Stock Option (Right to Buy)
Exercise: $1.35From: 2013-10-03Exp: 2023-10-03→ Common (400,000 underlying) - 33,334
Common Stock
- 25,000
Common Stock Warrant (Right to Buy)
Exercise: $2.00From: 2013-11-29Exp: 2018-11-29→ Common (25,000 underlying)
Footnotes (2)
- [F1]Incentive Stock Option granted to Reporting Person pursuant to Issuer's 2011 Equity Incentive Plan with vesting as follows: Options are fully vested as of 12/31/15, subject to Lockup restrictions where 25% of the shares outstanding will be released upon the 12 month anniversary of Grant Date.
- [F2]Reporting Person's holdings include 33,334 shares issued pursuant to the $1M 2013 PIPE.
Documents
Issuer
Calpian, Inc.
CIK 0001414628
Entity typeoperating
IncorporatedTX
Related Parties
1- filerCIK 0001414628
Filing Metadata
- Form type
- 5
- Filed
- Jul 11, 8:00 PM ET
- Accepted
- Jul 12, 4:46 PM ET
- Size
- 9.2 KB