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4//SEC Filing

UNIVERSAL AMERICAN CORP. 4

Accession 0001593968-16-001362

CIK 0001514128operating

View on SEC.gov Company Profile

Filed

Dec 28, 7:00 PM ET

Accepted

Dec 29, 4:34 PM ET

Size

23.4 KB

Accession

0001593968-16-001362

Insider Transaction Report

Form 4

Period: 2016-12-28

UNIVERSAL AMERICAN CORP.UAM

SVP, General Counsel

Transactions

Exercise/Conversion
Stock Option (Right to Buy)
2016-12-28$7.87/sh−50,000$393,500→ 0 total
Exercise: $7.87Exp: 2017-02-09→ Common Stock (50,000 underlying)
Tax Payment
Common Stock
2016-12-28$10.01/sh−43,263$433,063→ 236,205 total
Exercise/Conversion
Common Stock
2016-12-28$6.18/sh+37,500$231,750→ 273,705 total
Tax Payment
Common Stock
2016-12-28$10.01/sh−28,457$284,855→ 245,248 total
Tax Payment
Common Stock
2016-12-28$10.01/sh−18,856$188,749→ 251,511 total
Exercise/Conversion
Stock Option (Right to Buy)
2016-12-28$6.18/sh−37,500$231,750→ 12,500 total
Exercise: $6.18Exp: 2018-03-04→ Common Stock (37,500 underlying)
Tax Payment
Common Stock
2016-12-28$10.01/sh−2,937$29,399→ 251,839 total
Exercise/Conversion
Common Stock
2016-12-28$7.87/sh+50,000$393,500→ 279,468 total
Exercise/Conversion
Common Stock
2016-12-28$6.05/sh+25,119$151,970→ 270,367 total
Exercise/Conversion
Stock Option (Right to Buy)
2016-12-28$8.41/sh−3,265$27,459→ 9,795 total
Exercise: $8.41Exp: 2020-02-13→ Common Stock (3,265 underlying)
Exercise/Conversion
Common Stock
2016-12-28$8.41/sh+3,265$27,459→ 254,776 total
Exercise/Conversion
Stock Option (Right to Buy)
2016-12-28$6.05/sh−25,119$151,970→ 25,119 total
Exercise: $6.05Exp: 2019-02-06→ Common Stock (25,119 underlying)

Footnotes (6)

[F1]Represents common stock including 174,392 shares of unvested restricted stock.
[F2]Shares surrendered to issuer in payment of exercise price and tax liability in connection with stock option exercise.
[F3]Represents grant of stock options which vests in four equal installments beginning February 9, 2013.
[F4]Represents grant of stock options which vests in four equal installments beginning March 4, 2014.
[F5]Represents grant of stock options which vests in four equal installments beginning February 6, 2015.
[F6]Represents grant of stock options which vests in four equal installments beginning February 13, 2016.

Documents

1 file

4
primary_01.xmlPrimary
PRIMARY DOCUMENT

Issuer

UNIVERSAL AMERICAN CORP.

CIK 0001514128

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001514128

Filing Metadata

Form type: 4
Filed: Dec 28, 7:00 PM ET
Accepted: Dec 29, 4:34 PM ET
Size: 23.4 KB

View on SEC.gov