MEHRING PETER A 4
4 · Ecoark Holdings, Inc. · Filed Jul 19, 2017
Insider Transaction Report
Form 4
MEHRING PETER A
Director
Transactions
- Sale
Ecoark Holdings, Inc.
2017-07-17$3.80/sh−7,576$28,789→ 1,242,424 total
Footnotes (1)
- [F1]The transaction reported on this Form 4 was mandated by the issuers election under its 2013 Incentive Stock Plan (the Plan) to require the satisfaction of tax withholding obligations to be funded by a Rule 10b5-1 sell to cover transaction. The reporting person was awarded restricted stock under the Plan and subsequently adopted a Rule 10b5-1 trading plan that allowed dispositions solely for the limited purpose of satisfying tax withholding obligations upon the vesting of such award. The transaction reported on this Form 4 does not represent a discretionary trade by the reporting person, but rather was effected pursuant to the reporting persons 10b5-1 trading plan for the limited purpose of satisfying tax withholding obligations upon the partial vesting of the restricted stock awarded under the Plan.