Waldt Gerard R Jr. 4
4 · Hercules Capital, Inc. · Filed May 21, 2018
Insider Transaction Report
Form 4
Waldt Gerard R Jr.
Interim Chief Accounting Off
Transactions
- Award
Restricted Stock Units
2018-05-21$12.40/sh+196$2,430→ 8,058 total
Footnotes (1)
- [F1]Includes additional Dividend Shares relating to deemed reinvested dividend equivalent rights that accrued on Restricted Stock Units (RSUs) previously granted. Such additional Dividend Shares are in the form of additional RSUs vest and are settled at the same time as the RSUs in respect of which the dividend equivalent rights accrued. Each such additional Dividend Share RSU is the economic equivalent of one share of Hercules Capital, Inc. common stock.