4//SEC Filing
Erickson Stephen A. 4
Accession 0001593968-19-000027
CIK 0001466026other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 10:18 AM ET
Size
17.7 KB
Accession
0001593968-19-000027
Insider Transaction Report
Form 4
Erickson Stephen A.
Chief Financial Officer
Transactions
- Award
Common Stock
2018-12-31$22.34/sh+11.698$261→ 10,952.844 total - Award
Common Stock
2018-12-31$22.34/sh+102.413$2,288→ 10,941.146 total
Holdings
- 21,418
Option (right to buy)
Exercise: $16.00Exp: 2022-05-08→ Common Stock (21,418 underlying) - 2,438
Option (right to buy)
Exercise: $16.00Exp: 2022-12-13→ Common Stock (2,438 underlying) - 4,822
Option (right to buy)
Exercise: $16.59Exp: 2023-12-10→ Common Stock (4,822 underlying) - 3,909
Option (right to buy)
Exercise: $21.00Exp: 2024-12-02→ Common Stock (3,909 underlying) - 5,045
Option (right to buy)
Exercise: $23.00Exp: 2025-11-03→ Common Stock (5,045 underlying) - 2,289
Option (right to buy)
Exercise: $28.59Exp: 2026-11-16→ Common Stock (2,289 underlying)
Footnotes (3)
- [F1]Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP). for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter.
- [F2]Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid. Pursuant to the ESPP, the price used for each dividend reinvestment is the closing price of the Issuers shares on the last day of the quarter.
- [F3]These options have a 10 year term and become partially exercisable after 1 year and vest in four equal annual installments.
Issuer
Midland States Bancorp, Inc.
CIK 0001466026
Entity typeother
Related Parties
1- filerCIK 0001732696
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 10:18 AM ET
- Size
- 17.7 KB