Home/Filings/4/0001593968-19-000702
4//SEC Filing

Erickson Stephen A. 4

Accession 0001593968-19-000702

CIK 0001466026other

Filed

Mar 6, 7:00 PM ET

Accepted

Mar 7, 5:21 PM ET

Size

18.1 KB

Accession

0001593968-19-000702

Insider Transaction Report

Form 4
Period: 2019-03-06
Erickson Stephen A.
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2019-03-06$16.00/sh+2,110$33,76013,062.844 total
  • Sale

    Common Stock

    2019-03-06$25.25/sh2,110$53,27610,952.844 total
  • Exercise/Conversion

    Option (right to buy)

    2019-03-062,11019,308 total
    Exercise: $16.00Exp: 2022-05-08Common Stock (2,110 underlying)
Holdings
  • Option (right to buy)

    Exercise: $16.00Exp: 2022-12-13Common Stock (2,438 underlying)
    2,438
  • Option (right to buy)

    Exercise: $23.00Exp: 2025-11-03Common Stock (5,045 underlying)
    5,045
  • Option (right to buy)

    Exercise: $16.59Exp: 2023-12-10Common Stock (4,822 underlying)
    4,822
  • Option (right to buy)

    Exercise: $28.59Exp: 2026-11-16Common Stock (2,289 underlying)
    2,289
  • Option (right to buy)

    Exercise: $21.00Exp: 2024-12-02Common Stock (3,909 underlying)
    3,909
Footnotes (2)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.07 - $25.435 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
  • [F2]These options have a 10 year term and become partially exercisable after 1 year and vest in four equal annual installments.

Issuer

Midland States Bancorp, Inc.

CIK 0001466026

Entity typeother

Related Parties

1
  • filerCIK 0001732696

Filing Metadata

Form type
4
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 5:21 PM ET
Size
18.1 KB