Home/Filings/4/0001593968-19-000884
4//SEC Filing

Erickson Stephen A. 4

Accession 0001593968-19-000884

CIK 0001466026other

Filed

Apr 1, 8:00 PM ET

Accepted

Apr 2, 3:05 PM ET

Size

17.7 KB

Accession

0001593968-19-000884

Insider Transaction Report

Form 4
Period: 2019-03-31
Erickson Stephen A.
Chief Financial Officer
Transactions
  • Award

    Common Stock

    2019-03-31$24.06/sh+13.13$31611,115.152 total
  • Award

    Common Stock

    2019-03-31$20.11/sh+149.178$3,00011,102.022 total
Holdings
  • Option (right to buy)

    Exercise: $23.00Exp: 2025-11-03Common Stock (5,045 underlying)
    5,045
  • Option (right to buy)

    Exercise: $21.00Exp: 2024-12-02Common Stock (3,909 underlying)
    3,909
  • Option (right to buy)

    Exercise: $16.59Exp: 2023-12-10Common Stock (4,822 underlying)
    4,822
  • Option (right to buy)

    Exercise: $16.00Exp: 2022-05-08Common Stock (16,000 underlying)
    16,000
  • Option (right to buy)

    Exercise: $16.00Exp: 2022-12-13Common Stock (2,438 underlying)
    2,438
  • Option (right to buy)

    Exercise: $28.59Exp: 2026-11-16Common Stock (2,289 underlying)
    2,289
Footnotes (3)
  • [F1]Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP). for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter.
  • [F2]Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid. Pursuant to the ESPP, the price used for each dividend reinvestment is the closing price of the Issuers shares on the last day of the quarter.
  • [F3]These options have a 10 year term and become partially exercisable after 1 year and vest in four equal annual installments.

Issuer

Midland States Bancorp, Inc.

CIK 0001466026

Entity typeother

Related Parties

1
  • filerCIK 0001732696

Filing Metadata

Form type
4
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 3:05 PM ET
Size
17.7 KB