Home/Filings/4/0001593968-19-000933
4//SEC Filing

Gordon Steven N. 4

Accession 0001593968-19-000933

CIK 0001557142other

Filed

Apr 4, 8:00 PM ET

Accepted

Apr 5, 4:15 PM ET

Size

6.0 KB

Accession

0001593968-19-000933

Insider Transaction Report

Form 4
Period: 2019-04-03
Gordon Steven N.
Exec VP, GC, Chief Admin, Comp
Transactions
  • Award

    Performance Stock Option (right to buy)

    2019-04-03+68,33468,334 total
    Exercise: $4.06From: 2019-04-03Exp: 2028-04-03Common Stock, par value $0.001 (68,334 underlying)
Footnotes (2)
  • [F1]On April 3, 2018, the reporting person was granted performance based stock options to purchase an aggregate of 307,500 shares of Kadmon Holdings, Inc. common stock (the "Performance Options"), which may be earned based on the achievement of three separate performance milestones related to the Company's operating and research and development activities. Any Performance Options earned will generally vest in three equal installments on specified vesting dates between the date of achievement and the third anniversary of the grant date based on continued employment. The compensation committee of the board of directors of the Company has determined the first and second Performance Goals have been achieved, and 68,334 Performance Options vested on April 3, 2019.
  • [F2]Only represents derivative securities of this class.

Issuer

Kadmon Holdings, Inc.

CIK 0001557142

Entity typeother

Related Parties

1
  • filerCIK 0001678737

Filing Metadata

Form type
4
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 4:15 PM ET
Size
6.0 KB