4//SEC Filing
Erickson Stephen A. 4
Accession 0001593968-19-001699
CIK 0001466026other
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 10:01 AM ET
Size
18.1 KB
Accession
0001593968-19-001699
Insider Transaction Report
Form 4
Erickson Stephen A.
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2019-08-02$16.00/sh+3,500$56,000→ 14,628.369 total - Sale
Common Stock
2019-08-02$26.01/sh−3,500$91,022→ 11,128.369 total - Exercise/Conversion
Option (right to buy)
2019-08-02−3,500→ 12,500 totalExercise: $16.00Exp: 2022-05-08→ Common Stock (3,500 underlying)
Holdings
- 5,045
Option (right to buy)
Exercise: $23.00Exp: 2025-11-03→ Common Stock (5,045 underlying) - 3,909
Option (right to buy)
Exercise: $21.00Exp: 2024-12-02→ Common Stock (3,909 underlying) - 2,289
Option (right to buy)
Exercise: $28.59Exp: 2026-11-16→ Common Stock (2,289 underlying) - 2,438
Option (right to buy)
Exercise: $16.00Exp: 2022-12-13→ Common Stock (2,438 underlying) - 4,822
Option (right to buy)
Exercise: $16.59Exp: 2023-12-10→ Common Stock (4,822 underlying)
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 - 26.055 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
- [F2]These options have a 10 year term and become partially exercisable after 1 year and vest in four equal annual installments.
Issuer
Midland States Bancorp, Inc.
CIK 0001466026
Entity typeother
Related Parties
1- filerCIK 0001732696
Filing Metadata
- Form type
- 4
- Filed
- Aug 4, 8:00 PM ET
- Accepted
- Aug 5, 10:01 AM ET
- Size
- 18.1 KB