Brunoehler Jeffrey A. 4

4 · Midland States Bancorp, Inc. · Filed Nov 12, 2021

Form 4

Period: 2021-11-10

SVP Credit - CCO

Transactions

Holdings

Option (right to buy)
Exercise: $18.00Exp: 2024-08-05→ Common Stock (10,000 underlying)
10,000
Option (right to buy)
Exercise: $21.00Exp: 2024-12-02→ Common Stock (6,406 underlying)
6,406
Option (right to buy)
Exercise: $28.59Exp: 2026-11-16→ Common Stock (4,475 underlying)
4,475
Common Stock
(indirect: By Trust)
20,324
Option (right to buy)
Exercise: $23.00Exp: 2025-11-03→ Common Stock (9,576 underlying)
9,576

Footnotes (6)

[F1]Reflects a transaction executed pursuant to a Rule 10b5-1 trading plan, a copy of which is on file with the issuer and will be provided to the SEC upon request.
[F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.53 - $25.795 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in this footnote.
[F3]These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
[F4]These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
[F5]Options vested on 12/31/2017.
[F6]These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.

Documents

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