Home/Filings/4/0001593968-24-001318
4//SEC Filing

Ludwig Jeffrey G. 4

Accession 0001593968-24-001318

CIK 0001466026other

Filed

Oct 28, 8:00 PM ET

Accepted

Oct 29, 5:17 PM ET

Size

17.5 KB

Accession

0001593968-24-001318

Insider Transaction Report

Form 4
Period: 2024-10-29
Ludwig Jeffrey G.
DirectorPresident & CEO
Transactions
  • Exercise/Conversion

    Common Stock

    2024-10-29$21.00/sh+12,753$267,813356,688.432 total
  • Sale

    Common Stock

    2024-10-29$24.52/sh12,753$312,683343,935.432 total
  • Exercise/Conversion

    Option (right to buy)

    2024-10-29$21.00/sh12,753$267,8130 total
    Exercise: $21.00Exp: 2024-12-02Common Stock (12,753 underlying)
Holdings
  • Common Stock

    (indirect: JQ Properties)
    11,569
  • Option (right to buy)

    Exercise: $23.00Exp: 2025-11-03Common Stock (16,800 underlying)
    16,800
  • Option (right to buy)

    Exercise: $28.59Exp: 2026-11-16Common Stock (8,383 underlying)
    8,383
  • Option (right to buy)

    Exercise: $28.43Exp: 2032-10-31Common Stock (52,291 underlying)
    52,291
Footnotes (6)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.50 - $24.63 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in this footnote.
  • [F2]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
  • [F3]These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
  • [F4]These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
  • [F5]These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.
  • [F6]These options vest in four equal annual installments beginning one year after the 10/31/2022 date of grant.

Issuer

Midland States Bancorp, Inc.

CIK 0001466026

Entity typeother

Related Parties

1
  • filerCIK 0001526235

Filing Metadata

Form type
4
Filed
Oct 28, 8:00 PM ET
Accepted
Oct 29, 5:17 PM ET
Size
17.5 KB