4//SEC Filing
Jones Robertson Clay JR 4
Accession 0001593968-24-001460
CIK 0001053352other
Filed
Nov 26, 7:00 PM ET
Accepted
Nov 27, 7:25 PM ET
Size
15.8 KB
Accession
0001593968-24-001460
Insider Transaction Report
Form 4
Jones Robertson Clay JR
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Common Stock, No Par Value
2024-11-26$4.92/sh+37,050$182,286→ 262,428 total - Tax Payment
Common Stock, No Par Value
2024-11-26$10.73/sh−16,989$182,292→ 245,439 total - Exercise/Conversion
Employee Stock Option (right to buy)
2024-11-26−37,050→ 0 totalExercise: $4.92From: 2019-10-11Exp: 2025-01-29→ Heritage Commerce Corp - Common Stock (37,050 underlying)
Holdings
- 16,390
Employee Stock Option (right to buy)
Exercise: $10.74From: 2019-10-11Exp: 2028-07-01→ Heritage Commerce Corp - Common Stock (16,390 underlying) - 33,009
Employee Stock Option (right to buy)
Exercise: $10.74From: 2019-10-11Exp: 2028-07-01→ Heritage Commerce Corp - Common Stock (33,009 underlying) - 20,985
Restricted Stock Unit
Exercise: $0.00From: 2024-05-02Exp: 2026-05-02→ Common Stock, No Par Value (20,985 underlying) - 39,635
Performance-Based Restricted Stock Unit
Exercise: $0.00From: 2027-03-08Exp: 2027-03-08→ Common Stock, No Par Value (39,635 underlying) - 39,636
Restricted Stock Unit
Exercise: $0.00From: 2025-03-08Exp: 2027-03-08→ Common Stock, No Par Value (39,636 underlying) - 31,477
Performance-Based Restricted Stock Unit
Exercise: $0.00From: 2026-05-02Exp: 2026-05-02→ Common Stock, No Par Value (31,477 underlying)
Footnotes (1)
- [F1]Net Exercise of incentive stock options. 16,989 shares have been surrendered in satisfaction of the option exercise price.
Documents
Issuer
HERITAGE COMMERCE CORP
CIK 0001053352
Entity typeother
Related Parties
1- filerCIK 0001788938
Filing Metadata
- Form type
- 4
- Filed
- Nov 26, 7:00 PM ET
- Accepted
- Nov 27, 7:25 PM ET
- Size
- 15.8 KB