|3Jan 22, 6:08 PM ET

Corruven, Inc. 3

3 · Corruven, Inc. · Filed Jan 22, 2014

Insider Transaction Report

Form 3
Period: 2014-01-17
Soucy Thomas
Director
Holdings
  • Warrant

    (indirect: 671530 N.B. Inc.)
    Exercise: $0.75From: 2013-12-06Exp: 2018-12-06Common Stock (1,100,000 underlying)
  • Common Stock

    (indirect: 671530 N.B. Inc.)
    1,100,000
Footnotes (2)
  • [F1]671530 N.B. Inc. (671530) is the direct beneficial owner of 1,100,000 shares of the Issuer's Common Stock. Mr. Soucy is the President of 671530 and holds an ownership interest in 671530 and may be deemed to have voting and dispositive power over the 1,100,000 shares of Common Stock owned by 671530. Mr. Soucy disclaims beneficial ownership over such shares.
  • [F2]671530 is the direct beneficial owner of warrants to purchase up to 1,100,000 shares of the Issuers Common Stock at an exercise price of $0.75 per share (the Warrants). The Warrants contain a restriction blocking the exercise of the Warrants which would result in 671530 beneficially owning greater than 9.99% of the Issuers issued and outstanding Common Stock. Mr. Soucy is the President of 671530 and holds an ownership interest in 671530 and may be deemed to have voting and dispositive power of the Warrants and 1,100,000 shares of Common Stock underlying the Warrants owned by 671530. Mr. Soucy disclaims beneficial ownership over such shares.

Documents

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