HA DAISY Y 4

What Happened

• Director HA Daisy Y was granted 4,337 Restricted Stock Units (RSUs) on May 21, 2026. The filing values the award at $12.45 per share, totaling $53,996. These RSUs are an award/compensation item (transaction code A), not an open-market purchase.

Key Details

• Transaction date and price: May 21, 2026; 4,337 RSUs valued at $12.45 each (total $53,996).
• Vesting: Per the filing, the 4,337 RSUs vest either on the one-year anniversary of the grant (May 21, 2027) or on the date of the next Hope Bancorp stockholders meeting, whichever is earlier. (Footnote F1)
• Shares owned after transaction: Not specified in the provided filing excerpt.
• Other footnote: The filing also references older non-qualified stock options granted in 2016 that fully vested in 2018 (Footnote F2); these are unrelated to the May 2026 RSU grant.
• Filing timeliness: Reported to the SEC on May 22, 2026 for a transaction dated May 21, 2026 (filed the next day).

Context

• RSUs are a contingent right to receive one share of common stock upon vesting; they do not represent immediate share ownership until vested and settled. Such awards are typically part of director or executive compensation and do not, by themselves, signal a buy/sell decision by the insider.