AquaBounty Technologies, Inc. 4

4 · AquaBounty Technologies, Inc. · Filed Apr 24, 2017

Form 4

Period: 2017-04-21

Director

Transactions

Award
Options to Purchase Common Stock
2017-04-21+2,500→ 2,500 total
Exercise: $14.20From: 2020-02-27Exp: 2027-04-21→ Common Stock (2,500 underlying)

Holdings

Options to Purchase Common Stock
Exercise: $10.80From: 2015-07-01Exp: 2024-07-01→ Common Stock (800 underlying)
800
Options to Purchase Common Stock
Exercise: $10.50From: 2014-07-01Exp: 2023-07-01→ Common Stock (800 underlying)
800
Options to Purchase Common Stock
Exercise: $5.70From: 2016-02-26Exp: 2025-02-26→ Common Stock (2,500 underlying)
2,500
Options to Purchase Common Stock
Exercise: $9.60From: 2017-03-01Exp: 2026-03-01→ Common Stock (2,500 underlying)
2,500

Footnotes (7)

[F1]Effective as of January 5, 2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
[F2]Options to purchase common stock were granted on 7/1/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
[F3]Effective as of January 5, 2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
[F4]Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
[F5]Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
[F6]Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
[F7]Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan. Subject to continued service, vesting shall occur over three years, ending February 27, 2020, with the first year's vesting prorated between April 22, 2017, and February 27, 2018.

Documents

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