4//SEC Filing
AquaBounty Technologies, Inc. 4
Accession 0001603978-17-000026
$AQBCIK 0001603978operating
Filed
Apr 23, 8:00 PM ET
Accepted
Apr 24, 5:11 PM ET
Size
13.3 KB
Accession
0001603978-17-000026
Insider Transaction Report
Form 4
FRANK DAVID A
See Remarks
Transactions
- Award
Options to Purchase Common Stock
2017-04-21+10,000→ 10,000 totalExercise: $14.20From: 2020-02-27Exp: 2027-04-21→ Common Stock (10,000 underlying)
Holdings
- 5,000
Options to Purchase Common Stock
Exercise: $3.30From: 2012-07-01Exp: 2019-07-01→ Common Stock (5,000 underlying) - 6,667
Options to Purchase Common Stock
Exercise: $7.50From: 2016-04-27Exp: 2023-04-27→ Common Stock (6,667 underlying) - 10,000
Options to Purchase Common Stock
Exercise: $3.30From: 2012-07-01Exp: 2019-07-01→ Common Stock (10,000 underlying) - 5,000
Options to Purchase Common Stock
Exercise: $6.90From: 2014-01-11Exp: 2021-01-11→ Common Stock (5,000 underlying) - 6,667
Options to Purchase Common Stock
Exercise: $23.40From: 2017-01-20Exp: 2024-01-20→ Common Stock (6,667 underlying)
Footnotes (7)
- [F1]Effective as of January 5, 2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
- [F2]Options to purchase common stock were granted on 7/1/2009 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F3]Effective as of January 5, 2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
- [F4]Options to purchase common stock were granted on 1/11/2011 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F5]Options to purchase common stock were granted on 4/27/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F6]Options to purchase common stock were granted on 1/20/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F7]Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan. Subject to continued service, vesting shall occur over three years, ending February 27, 2020, with the first year's vesting prorated between April 22, 2017, and February 27, 2018.
Documents
Issuer
AquaBounty Technologies, Inc.
CIK 0001603978
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001603978
Filing Metadata
- Form type
- 4
- Filed
- Apr 23, 8:00 PM ET
- Accepted
- Apr 24, 5:11 PM ET
- Size
- 13.3 KB