|4Apr 24, 5:11 PM ET

AquaBounty Technologies, Inc. 4

4 · AquaBounty Technologies, Inc. · Filed Apr 24, 2017

Insider Transaction Report

Form 4
Period: 2017-04-21
FRANK DAVID A
See Remarks
Transactions
  • Award

    Options to Purchase Common Stock

    2017-04-21+10,00010,000 total
    Exercise: $14.20From: 2020-02-27Exp: 2027-04-21Common Stock (10,000 underlying)
Holdings
  • Options to Purchase Common Stock

    Exercise: $3.30From: 2012-07-01Exp: 2019-07-01Common Stock (5,000 underlying)
    5,000
  • Options to Purchase Common Stock

    Exercise: $7.50From: 2016-04-27Exp: 2023-04-27Common Stock (6,667 underlying)
    6,667
  • Options to Purchase Common Stock

    Exercise: $3.30From: 2012-07-01Exp: 2019-07-01Common Stock (10,000 underlying)
    10,000
  • Options to Purchase Common Stock

    Exercise: $6.90From: 2014-01-11Exp: 2021-01-11Common Stock (5,000 underlying)
    5,000
  • Options to Purchase Common Stock

    Exercise: $23.40From: 2017-01-20Exp: 2024-01-20Common Stock (6,667 underlying)
    6,667
Footnotes (7)
  • [F1]Effective as of January 5, 2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
  • [F2]Options to purchase common stock were granted on 7/1/2009 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F3]Effective as of January 5, 2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
  • [F4]Options to purchase common stock were granted on 1/11/2011 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F5]Options to purchase common stock were granted on 4/27/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F6]Options to purchase common stock were granted on 1/20/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F7]Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan. Subject to continued service, vesting shall occur over three years, ending February 27, 2020, with the first year's vesting prorated between April 22, 2017, and February 27, 2018.

Documents

1 file
  • 4
    wf-form4_149306826106744.xmlPrimary

    FORM 4