AquaBounty Technologies, Inc. 4
4 · AquaBounty Technologies, Inc. · Filed Apr 24, 2017
Insider Transaction Report
Form 4
HUBER RICHARD L
Director
Transactions
- Award
Options to Purchase Common Stock
2017-04-21+2,500→ 2,500 totalExercise: $14.20From: 2020-02-27Exp: 2027-04-21→ Common Stock (2,500 underlying)
Holdings
- 800
Options to Purchase Common Stock
Exercise: $19.50From: 2008-06-27Exp: 2017-06-27→ Common Stock (800 underlying) - 800
Options to Purchase Common Stock
Exercise: $9.60From: 2011-11-01Exp: 2020-11-01→ Common Stock (800 underlying) - 21,311
Common Stock
- 800
Options to Purchase Common Stock
Exercise: $9.90From: 2009-06-30Exp: 2018-06-30→ Common Stock (800 underlying) - 800
Options to Purchase Common Stock
Exercise: $3.30From: 2010-07-01Exp: 2019-07-01→ Common Stock (800 underlying) - 800
Options to Purchase Common Stock
Exercise: $3.30From: 2012-07-01Exp: 2021-07-01→ Common Stock (800 underlying) - 800
Options to Purchase Common Stock
Exercise: $3.60From: 2013-07-01Exp: 2022-07-01→ Common Stock (800 underlying) - 800
Options to Purchase Common Stock
Exercise: $10.50From: 2014-07-01Exp: 2023-07-01→ Common Stock (800 underlying) - 2,500
Options to Purchase Common Stock
Exercise: $5.70From: 2016-02-26Exp: 2025-02-26→ Common Stock (2,500 underlying) - 2,500
Options to Purchase Common Stock
Exercise: $9.60From: 2017-03-01Exp: 2026-03-01→ Common Stock (2,500 underlying) - 800
Options to Purchase Common Stock
Exercise: $10.80From: 2015-07-01Exp: 2024-07-01→ Common Stock (800 underlying)
Footnotes (13)
- [F1]Effective as of January 5, 2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
- [F10]Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F11]Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F12]Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F13]Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan. Subject to continued service, vesting shall occur over three years, ending February 27, 2020, with the first year's vesting prorated between April 22, 2017, and February 27, 2018.
- [F2]Effective as of January 5, 2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
- [F3]Options to purchase common stock were granted on 6/27/2007 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F4]Options to purchase common stock were granted on 6/30/2008 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F5]Options to purchase common stock were granted on 7/1/2009 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F6]Options to purchase common stock were granted on 11/1/2010 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F7]Options to purchase common stock were granted on 7/1/2011 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F8]Options to purchase common stock were granted on 7/1/2012 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F9]Options to purchase common stock were granted on 7/1/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.