Home/Filings/4/0001603978-18-000016
4//SEC Filing

Rojas Alejandro 4

Accession 0001603978-18-000016

CIK 0001603978other

Filed

Feb 28, 7:00 PM ET

Accepted

Mar 1, 4:18 PM ET

Size

8.8 KB

Accession

0001603978-18-000016

Insider Transaction Report

Form 4
Period: 2018-02-27
Rojas Alejandro
See Remarks
Transactions
  • Award

    Options to Purchase Common Stock

    2018-02-27+30,30330,303 total
    Exercise: $2.50From: 2019-02-27Exp: 2028-02-27Common Stock (30,303 underlying)
Holdings
  • Options to Purchase Common Stock

    Exercise: $14.20From: 2020-02-27Exp: 2027-04-21Common Stock (6,000 underlying)
    6,000
  • Options to Purchase Common Stock

    Exercise: $23.40From: 2017-01-20Exp: 2024-01-20Common Stock (6,667 underlying)
    6,667
Footnotes (5)
  • [F1]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
  • [F2]Options to purchase common stock were granted on 1/20/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F3]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
  • [F4]Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
  • [F5]Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.

Issuer

AquaBounty Technologies, Inc.

CIK 0001603978

Entity typeother

Related Parties

1
  • filerCIK 0001619142

Filing Metadata

Form type
4
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 4:18 PM ET
Size
8.8 KB