AquaBounty Technologies, Inc.·4

Mar 1, 4:21 PM ET

Stotish Ronald L 4

4 · AquaBounty Technologies, Inc. · Filed Mar 1, 2018

Insider Transaction Report

Form 4
Period: 2018-02-27
Stotish Ronald L
DirectorSee Remarks
Transactions
  • Award

    Options to Purchase Common Stock

    2018-02-27+60,60660,606 total
    Exercise: $2.50From: 2019-02-27Exp: 2028-02-27Common Stock (60,606 underlying)
Holdings
  • Options to Purchase Common Stock

    Exercise: $14.20From: 2020-02-27Exp: 2027-04-21Common Stock (20,000 underlying)
    20,000
  • Options to Purchase Common Stock

    Exercise: $23.40From: 2017-01-20Exp: 2024-01-20Common Stock (6,667 underlying)
    6,667
  • Options to Purchase Common Stock

    Exercise: $6.90From: 2014-01-11Exp: 2021-01-11Common Stock (16,667 underlying)
    16,667
  • Options to Purchase Common Stock

    Exercise: $3.30From: 2009-07-01Exp: 2019-07-01Common Stock (62,334 underlying)
    62,334
Footnotes (7)
  • [F1]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
  • [F2]Options to purchase common stock were granted on 7/1/2009 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F3]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
  • [F4]Options to purchase common stock were granted on 1/11/2011 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F5]Options to purchase common stock were granted on 1/20/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F6]Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
  • [F7]Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.

Documents

1 file
  • 4
    wf-form4_151993927621838.xmlPrimary

    FORM 4