4//SEC Filing
Stotish Ronald L 4
Accession 0001603978-18-000018
CIK 0001603978other
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 4:21 PM ET
Size
11.9 KB
Accession
0001603978-18-000018
Insider Transaction Report
Form 4
Stotish Ronald L
DirectorSee Remarks
Transactions
- Award
Options to Purchase Common Stock
2018-02-27+60,606→ 60,606 totalExercise: $2.50From: 2019-02-27Exp: 2028-02-27→ Common Stock (60,606 underlying)
Holdings
- 20,000
Options to Purchase Common Stock
Exercise: $14.20From: 2020-02-27Exp: 2027-04-21→ Common Stock (20,000 underlying) - 6,667
Options to Purchase Common Stock
Exercise: $23.40From: 2017-01-20Exp: 2024-01-20→ Common Stock (6,667 underlying) - 16,667
Options to Purchase Common Stock
Exercise: $6.90From: 2014-01-11Exp: 2021-01-11→ Common Stock (16,667 underlying) - 62,334
Options to Purchase Common Stock
Exercise: $3.30From: 2009-07-01Exp: 2019-07-01→ Common Stock (62,334 underlying)
Footnotes (7)
- [F1]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
- [F2]Options to purchase common stock were granted on 7/1/2009 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F3]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
- [F4]Options to purchase common stock were granted on 1/11/2011 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F5]Options to purchase common stock were granted on 1/20/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F6]Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
- [F7]Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.
Documents
Issuer
AquaBounty Technologies, Inc.
CIK 0001603978
Entity typeother
Related Parties
1- filerCIK 0001331847
Filing Metadata
- Form type
- 4
- Filed
- Feb 28, 7:00 PM ET
- Accepted
- Mar 1, 4:21 PM ET
- Size
- 11.9 KB