Home/Filings/4/0001603978-18-000019
4//SEC Filing

TURK JAMES C JR 4

Accession 0001603978-18-000019

CIK 0001603978other

Filed

Feb 28, 7:00 PM ET

Accepted

Mar 1, 4:22 PM ET

Size

13.9 KB

Accession

0001603978-18-000019

Insider Transaction Report

Form 4
Period: 2018-02-27
Transactions
  • Award

    Options to Purchase Common Stock

    2018-02-27+2,5002,500 total
    Exercise: $2.50From: 2019-02-27Exp: 2028-02-27Common Stock (2,500 underlying)
Holdings
  • Common Stock

    4,964
  • Options to Purchase Common Stock

    Exercise: $10.80From: 2015-07-01Exp: 2024-07-01Common Stock (800 underlying)
    800
  • Options to Purchase Common Stock

    Exercise: $14.20From: 2020-02-27Exp: 2027-04-21Common Stock (2,500 underlying)
    2,500
  • Options to Purchase Common Stock

    Exercise: $10.50From: 2014-07-01Exp: 2023-07-01Common Stock (800 underlying)
    800
  • Options to Purchase Common Stock

    Exercise: $5.70From: 2016-02-26Exp: 2025-02-26Common Stock (2,500 underlying)
    2,500
  • Options to Purchase Common Stock

    Exercise: $9.60From: 2017-03-01Exp: 2026-03-01Common Stock (2,500 underlying)
    2,500
Footnotes (8)
  • [F1]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
  • [F2]Options to purchase common stock were granted on 7/1/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F3]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
  • [F4]Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F5]Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F6]Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F7]Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.
  • [F8]Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.

Issuer

AquaBounty Technologies, Inc.

CIK 0001603978

Entity typeother

Related Parties

1
  • filerCIK 0001619796

Filing Metadata

Form type
4
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 4:22 PM ET
Size
13.9 KB