TURK JAMES C JR 4

4 · AquaBounty Technologies, Inc. · Filed Mar 1, 2018

Form 4

Period: 2018-02-27

Director

Transactions

Award
Options to Purchase Common Stock
2018-02-27+2,500→ 2,500 total
Exercise: $2.50From: 2019-02-27Exp: 2028-02-27→ Common Stock (2,500 underlying)

Holdings

Common Stock
4,964
Options to Purchase Common Stock
Exercise: $10.80From: 2015-07-01Exp: 2024-07-01→ Common Stock (800 underlying)
800
Options to Purchase Common Stock
Exercise: $14.20From: 2020-02-27Exp: 2027-04-21→ Common Stock (2,500 underlying)
2,500
Options to Purchase Common Stock
Exercise: $10.50From: 2014-07-01Exp: 2023-07-01→ Common Stock (800 underlying)
800
Options to Purchase Common Stock
Exercise: $5.70From: 2016-02-26Exp: 2025-02-26→ Common Stock (2,500 underlying)
2,500
Options to Purchase Common Stock
Exercise: $9.60From: 2017-03-01Exp: 2026-03-01→ Common Stock (2,500 underlying)
2,500

Footnotes (8)

[F1]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
[F2]Options to purchase common stock were granted on 7/1/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
[F3]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
[F4]Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
[F5]Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
[F6]Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
[F7]Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.
[F8]Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.

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