4//SEC Filing
TURK JAMES C JR 4
Accession 0001603978-19-000010
CIK 0001603978other
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 11:43 AM ET
Size
15.4 KB
Accession
0001603978-19-000010
Insider Transaction Report
Form 4
TURK JAMES C JR
Director
Transactions
- Award
Options to Purchase Common Stock
2019-03-05+2,500→ 2,500 totalExercise: $2.11From: 2020-03-05Exp: 2029-03-05→ Common Stock (2,500 underlying)
Holdings
- 4,964
Common Stock
- 800
Options to Purchase Common Stock
Exercise: $10.50From: 2014-07-01Exp: 2023-07-01→ Common Stock (800 underlying) - 800
Options to Purchase Common Stock
Exercise: $10.80From: 2015-07-01Exp: 2024-07-01→ Common Stock (800 underlying) - 2,500
Options to Purchase Common Stock
Exercise: $5.70From: 2016-02-26Exp: 2025-02-26→ Common Stock (2,500 underlying) - 2,500
Options to Purchase Common Stock
Exercise: $9.60From: 2017-03-01Exp: 2026-03-01→ Common Stock (2,500 underlying) - 2,500
Options to Purchase Common Stock
Exercise: $14.20From: 2018-02-27Exp: 2027-04-21→ Common Stock (2,500 underlying) - 2,500
Options to Purchase Common Stock
Exercise: $2.50From: 2019-02-27Exp: 2028-02-27→ Common Stock (2,500 underlying)
Footnotes (9)
- [F1]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
- [F2]Options to purchase common stock were granted on 7/1/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F3]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
- [F4]Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F5]Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F6]Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F7]Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
- [F8]Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
- [F9]Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year from the date of grant.
Documents
Issuer
AquaBounty Technologies, Inc.
CIK 0001603978
Entity typeother
Related Parties
1- filerCIK 0001619796
Filing Metadata
- Form type
- 4
- Filed
- Mar 6, 7:00 PM ET
- Accepted
- Mar 7, 11:43 AM ET
- Size
- 15.4 KB