4//SEC Filing
FRANK DAVID A 4
Accession 0001603978-20-000042
CIK 0001603978other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 4:50 PM ET
Size
13.9 KB
Accession
0001603978-20-000042
Insider Transaction Report
Form 4
FRANK DAVID A
See Remarks
Transactions
- Purchase
Common Stock
2020-02-13$1.50/sh+35,000$52,500→ 35,000 total
Holdings
- 5,000
Options to Purchase Common Stock
Exercise: $6.90From: 2014-01-11Exp: 2021-01-11→ Common Stock (5,000 underlying) - 6,667
Options to Purchase Common Stock
Exercise: $7.50From: 2016-04-27Exp: 2023-04-27→ Common Stock (6,667 underlying) - 6,667
Options to Purchase Common Stock
Exercise: $23.40From: 2017-01-20Exp: 2024-01-20→ Common Stock (6,667 underlying) - 10,000
Options to Purchase Common Stock
Exercise: $14.20From: 2020-02-27Exp: 2027-04-21→ Common Stock (10,000 underlying) - 15,152
Options to Purchase Common Stock
Exercise: $2.50From: 2019-02-27Exp: 2028-02-27→ Common Stock (15,152 underlying) - 20,000
Options to Purchase Common Stock
Exercise: $2.22From: 2020-04-30Exp: 2029-04-30→ Common Stock (20,000 underlying)
Footnotes (8)
- [F1]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
- [F2]Options to purchase common stock were granted on 1/11/2011 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F3]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
- [F4]Options to purchase common stock were granted on 4/27/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F5]Options to purchase common stock were granted on 1/20/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F6]Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
- [F7]Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
- [F8]Options to purchase common stock were granted on 4/30/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year from the date of grant.
Documents
Issuer
AquaBounty Technologies, Inc.
CIK 0001603978
Entity typeother
Related Parties
1- filerCIK 0001191624
Filing Metadata
- Form type
- 4
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 4:50 PM ET
- Size
- 13.9 KB