Home/Filings/4/0001603978-20-000066
4//SEC Filing

TURK JAMES C JR 4

Accession 0001603978-20-000066

CIK 0001603978other

Filed

Mar 15, 8:00 PM ET

Accepted

Mar 16, 5:22 PM ET

Size

16.8 KB

Accession

0001603978-20-000066

Insider Transaction Report

Form 4
Period: 2020-03-12
Transactions
  • Award

    Options to Purchase Common Stock

    2020-03-12+2,5002,500 total
    Exercise: $1.88From: 2021-03-12Exp: 2030-03-12Common Stock (2,500 underlying)
Holdings
  • Common Stock

    4,964
  • Options to Purchase Common Stock

    Exercise: $2.50From: 2019-02-27Exp: 2028-02-27Common Stock (2,500 underlying)
    2,500
  • Options to Purchase Common Stock

    Exercise: $5.70From: 2016-02-26Exp: 2025-02-26Common Stock (2,500 underlying)
    2,500
  • Options to Purchase Common Stock

    Exercise: $10.50From: 2014-07-01Exp: 2023-07-01Common Stock (800 underlying)
    800
  • Options to Purchase Common Stock

    Exercise: $9.60From: 2017-03-01Exp: 2026-03-01Common Stock (2,500 underlying)
    2,500
  • Options to Purchase Common Stock

    Exercise: $10.80From: 2015-07-01Exp: 2024-07-01Common Stock (800 underlying)
    800
  • Options to Purchase Common Stock

    Exercise: $14.20From: 2018-02-27Exp: 2027-04-21Common Stock (2,500 underlying)
    2,500
  • Options to Purchase Common Stock

    Exercise: $2.11From: 2020-03-05Exp: 2029-03-05Common Stock (2,500 underlying)
    2,500
Footnotes (10)
  • [F1]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
  • [F10]Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.
  • [F2]Options to purchase common stock were granted on 7/1/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F3]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
  • [F4]Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F5]Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F6]Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F7]Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
  • [F8]Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
  • [F9]Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.

Issuer

AquaBounty Technologies, Inc.

CIK 0001603978

Entity typeother

Related Parties

1
  • filerCIK 0001619796

Filing Metadata

Form type
4
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 5:22 PM ET
Size
16.8 KB