FRANK DAVID A 4
4 · AquaBounty Technologies, Inc. · Filed Mar 16, 2020
Insider Transaction Report
Form 4
FRANK DAVID A
See Remarks
Transactions
- Award
Common Stock
2020-03-12+14,660→ 14,660 total - Award
Options to Purchase Common Stock
2020-03-12+12,827→ 12,827 totalExercise: $1.88From: 2023-03-12Exp: 2030-03-12→ Common Stock (12,827 underlying)
Holdings
- 5,000
Options to Purchase Common Stock
Exercise: $6.90From: 2014-01-11Exp: 2021-01-11→ Common Stock (5,000 underlying) - 6,667
Options to Purchase Common Stock
Exercise: $7.50From: 2016-04-27Exp: 2023-04-27→ Common Stock (6,667 underlying) - 6,667
Options to Purchase Common Stock
Exercise: $23.40From: 2017-01-20Exp: 2024-01-20→ Common Stock (6,667 underlying) - 10,000
Options to Purchase Common Stock
Exercise: $14.20From: 2020-02-27Exp: 2027-04-21→ Common Stock (10,000 underlying) - 35,000
Common Stock
- 15,152
Options to Purchase Common Stock
Exercise: $2.50From: 2019-02-27Exp: 2028-02-27→ Common Stock (15,152 underlying) - 20,000
Options to Purchase Common Stock
Exercise: $2.22From: 2020-04-30Exp: 2029-04-30→ Common Stock (20,000 underlying)
Footnotes (10)
- [F1]Award of restricted stock granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with the remaining 2/3 fully vesting two years after the date of grant.
- [F10]Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
- [F2]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
- [F3]Options to purchase common stock were granted on 1/11/2011 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F4]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
- [F5]Options to purchase common stock were granted on 4/27/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F6]Options to purchase common stock were granted on 1/20/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F7]Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
- [F8]Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
- [F9]Options to purchase common stock were granted on 4/30/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.